LCS0007 / Type 1 & 4 License / $1.65M / $5M NAV / Central PI Advisory Firm

By conradko | May 4, 2025 | Comments Off on LCS0007 / Type 1 & 4 License / $1.65M / $5M NAV / Central PI Advisory Firm

Key Points:

  • 🔑 Type 1 (Dealing in Securities) & Type 4 (Advising on Securities) License
  • 💰 Selling Price: $1.65M (includes Paradox commission)
  • 💼 NAV: $5 million

Major Selling Points:

  • 📍 Prime Central location with $0 rent
  • 📊 Clean regulatory record with no disciplinary actions
  • 🏦 $5M paid-up capital matches NAV
  • 📝 License obtained since 2016
  • 👥 Single legal person shareholder in Hong Kong

Other Details:

  • License condition: Professional Investors only
  • Cannot hold client assets, no trading rights
  • Primary business: Financial Advisory, Private Placement, Fund Raising
  • Latest audited financial report available (2024)
  • Minimal monthly expenses (<$10,000)
  • Currently has 2 ROs (negotiable to stay after transfer)
  • Single client base
  • Reason for selling: Emigration

For more information, please WhatsApp 93472064. Paradox Management Limited is representing the seller and the listed price of $1.65M includes Paradox’s commission.

Note: These details are for reference only and may deviate significantly from the actual company. View with caution.

Posted in SFC Licences for sale