LCS0079 / Type 1, 4, 9 License / $2,000,000 + $6,600,000 NAV / No Trading Rights, No Client Assets, Long-Established Company
Key Points: Major Selling Points: Other Details: For more information or to engage with the seller, please WhatsApp 93472064. Paradox Management Limited is representing the seller and the price shown includes Paradox’s commission. Note: These details are for reference only and may deviate significantly from the actual company. View with caution.
LCS0078 / SFC Type 1, 4, 9 Licenses / HK$4.5M + HK$60M NAV / Client Assets & Trading Rights (Margin Trading), 3 ROs, 3,000+ Active Clients
Key Points: SFC Type 1, 4, 9 Licenses (Securities Trading, Advising on Securities, Asset Management)
Selling Price: HK$4,500,000
Net Asset Value: Approximately HK$60,000,000 Major Selling Points:
Authorized to hold client assets with trading rights (cash and margin trading)
3 Responsible Officers (retention negotiable)
Break-even operation: Monthly revenue ~HK$350,000, expenses ~HK$350,000 (including IT systems…
LCS0077 / Type 4, 9 License / $1.8M + $200K NAV / PI Only, $800K Carried Loss
Key Points: Major Selling Points: Other Details: Please WhatsApp 93472064 for more information or to engage with the seller. Paradox Management Limited is representing the seller. Note: These details are for reference only and may deviate significantly from the actual company. View with caution.
Read MoreFrom Private Kitchen to Multi-Family Office
1. From Private Kitchen to Multi-Family Office Imagine you come from a wealthy family that loves fine dining but doesn’t want to eat out in crowded restaurants all the time. You decide to bring in a top culinary team—say, the chefs from Da Dong (famous for Peking duck) or Li Family Cuisine (renowned for classic…
Read MoreCracking the Code of Hong Kong Licensed Acquisitions: What’s the Secret Behind the “334” Share Split?
1. What Is the “334” Strategy? The so-called “334” strategy involves using a holding company to allocate shares roughly at 33%, 34%, and 33% among three or more investors, thereby preventing any single party from holding over 35% of the shares. This arrangement aims not only to avoid the need for a substantial shareholder approval…
Read MoreLCS0076 / Type 4 & 9 SFC License / HK$5,500,000 / NAV HK$228,000 / Previously Managed HK$20 Billion AUM + Mainland AMAC/QFLP Qualifications
Key Points: Major Selling Points: Unique Package Deal – Cross-Border Asset Management Platform: Other Details: For more information or to engage with the seller, please WhatsApp 93472064. Paradox Management Limited is representing the seller and the price shown includes Paradox’s commission.
Read MoreLCS0074 | Type 4 & 9 SFC Licenses (Professional Investors Only, Non-Custodial) | HKD 7.7M + Net Asset Value (HKD 600K) | Compliant with 2024 Virtual Asset Framework
Strategic Licensed Corporation – Ideal Positioning for Professional Virtual Asset Management Key Features:
SFC Type 4 (Advising on Securities) & Type 9 (Asset Management) Licenses
Transaction Price: HKD 7.7 million + Net Asset Value
Net Asset Value: HKD 600,000 Strategic Advantages:
Fully compliant with the new virtual asset regulations effective June 2024
…
“Not Just Cayman or BVI”: What Really Matters to the SFC is Not Where the Licensed Company is Registered, But the Holding Company Structure
Introduction Many investors mistakenly believe that by registering a holding company in places like the Cayman Islands or British Virgin Islands (BVI), and then having this holding company own a Hong Kong licensed corporation (commonly known as Type 1, 4, or 9 license), they can bypass the major shareholder approval process of the Hong Kong…
Read MoreSeeing Through the “334” Strategy: The “Clever” Shareholding Distribution in Licensed Corporation Transactions
Preface In Hong Kong’s financial market, licensed corporations (commonly known as Type 1, Type 4, and Type 9 licenses) are often viewed as assets with “built-in credibility” due to strict regulation by the Securities and Futures Commission (SFC). However, the SFC also maintains rigorous scrutiny over shareholding structures and major shareholders’ qualifications. As a result,…
Read MoreBeyond “334” — Other Bypass Strategies and Why They Ultimately Cannot Escape the SFC
Preface Besides the “334” strategy, many other “clever” approaches circulate in the market that attempt to avoid SFC approval for major shareholders, such as splitting shareholdings into numerous small portions below 10%, or diluting actual control through multiple layers of offshore companies. This article will explore several common cases and explain how these methods are…
Read MoreLatest Licences for Sale!
LCS0079 / Type 1, 4, 9 License / $2,000,000 + $6,600,000 NAV / No Trading Rights, No Client Assets, Long-Established Company
Key Points: Major Selling Points: Other Details: For more information or to engage with the seller, please WhatsApp 93472064. Paradox Management Limited is representing the seller and the price shown includes Paradox’s commission. Note: These details are for reference only and may deviate significantly from the actual company. View with caution.
LCS0078 / SFC Type 1, 4, 9 Licenses / HK$4.5M + HK$60M NAV / Client Assets & Trading Rights (Margin Trading), 3 ROs, 3,000+ Active Clients
Key Points: SFC Type 1, 4, 9 Licenses (Securities Trading, Advising on Securities, Asset Management)
Selling Price: HK$4,500,000
Net Asset Value: Approximately HK$60,000,000 Major Selling Points:
Authorized to hold client assets with trading rights (cash and margin trading)
3 Responsible Officers (retention negotiable)
Break-even operation: Monthly revenue ~HK$350,000, expenses ~HK$350,000 (including IT systems…
LCS0077 / Type 4, 9 License / $1.8M + $200K NAV / PI Only, $800K Carried Loss
Key Points: Major Selling Points: Other Details: Please WhatsApp 93472064 for more information or to engage with the seller. Paradox Management Limited is representing the seller. Note: These details are for reference only and may deviate significantly from the actual company. View with caution.
LCS0076 / Type 4 & 9 SFC License / HK$5,500,000 / NAV HK$228,000 / Previously Managed HK$20 Billion AUM + Mainland AMAC/QFLP Qualifications
Key Points: Major Selling Points: Unique Package Deal – Cross-Border Asset Management Platform: Other Details: For more information or to engage with the seller, please WhatsApp 93472064. Paradox Management Limited is representing the seller and the price shown includes Paradox’s commission.
Latest Licences wanted!
BB0080 | SFC Type 1 or 1,4 License | Budget: 2M HKD
Established mainland Chinese brokerage firm
Specializes in options and margin trading
Seeking to expand into Hong Kong
License required: SFC Type 1 or Types 1 and 4
Budget: 2 million HKD
Commission: 800,000 HKD markup requested Other Details: No current physical presence in Hong KongLooking to acquire an SFC licensed company For more information,…
BB0066 | SFC 1,4,9 | Budget 2.8M
Opportunity Alert: SFC Licensed Corporation Sought A mainland private equity fund is on the lookout for an SFC licensed corporation with Types 1, 4, and 9 licenses. This is a unique chance for sellers in the financial sector! Key Details:
Licenses: SFC Types 1, 4, and 9
Budget: 2.8M HKD
Commission: 800,000 HKD markup…
BB0061 |
License: SFC Type 1 |
Budget: HK$2,500,000
Major Points about the buyer: SFC Type 1 license required
Trading Right needed
Margin trading capability preferred
Company history: 5+ years
Budget: HK$2,500,000 Other Details: Buyers include major shareholders of listed companiesReady for immediate SPA signing and deposit paymentWilling to cover transition period operational costsPrefer current RO to stay onCompany name must include “Securities”Buyers…
Paradox Management Limited
Paradox Management Limited, established in 2010 in Hong Kong, specializes in vocational training and licensing support for the finance, banking, and insurance sectors. The company offers personalized training programs, including private sessions and group classes, as well as access to comprehensive exam question banks. Additionally, Paradox Management Limited assists with regulatory compliance, the acquisition and sale of financial entities, and obtaining Money Lender Licenses. Catering primarily to small financial institutions, the company is known for its deep industry expertise, client-focused approach, and proven success in helping professionals excel in their careers.

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