Exam Roadmap · Preparation Strategy · Career Blueprint
1. Why Pursue a Type 6 Licence?
- Hong Kong logged 63 IPOs in 2024, raising roughly HK $83 billion, up almost 80 % year-on-year.
- Projections suggest fundraising could reach HK $150 billion in 2025 as markets rebound and M&A volumes rise.
- The Type 6 licence covers corporate finance activities such as sponsorship for listings, takeover & share-buy-back advice, and is a gateway to ECM and M&A careers.
2. Exam Requirements
| Role | Required Papers | Notes |
|---|---|---|
| Licensed Representative | Paper 1 (Regulatory Framework) + Paper 7 (Financial Markets) + Paper 11 (Corporate Finance) | Entry level |
| Responsible Officer (RO) | Above + Paper 5 (Corporate Finance Regulation) | Management track |
| Sponsor Representative | Add Paper 16 | IPO specialist |
| Sponsor Principal | Add Paper 15 | Senior sponsorship |
| Takeover / Buy-back Adviser | Add Paper 17 | M&A specialist |
Exemptions: Degrees or professional designations in accounting, finance, law, economics, etc. may waive certain application papers.
3. Preparation Strategy
- Study Resources
- Official HKSI e-manuals (free after registration)
- Online question banks & past papers
- Daily market news to contextualise key concepts
- 12–14-Week Timeline
- Weeks 1-4: Paper 1 — HK regulatory framework
- Weeks 5-8: Papers 7 & 11 in parallel
- Weeks 9-12: Paper 5 or 16 for specialisation
- Final 2 weeks: Regulatory updates & full mock exams
- Practical Tips
- Track SFC consultation papers and decisions
- Map exam topics to real IPO case studies
- Target ≥ 75 % in mocks before the real test
4. Career & Compensation Outlook
| Position | Annual Pay (HKD) | Highlights |
|---|---|---|
| Licensed Representative | 350 k – 550 k | Performance bonuses common |
| Responsible Officer | 800 k – 1.2 m | Higher compliance duties |
| Sponsor Principal | 1 m + | Lucrative IPO success fees |
Ongoing regional capital-market initiatives mean demand for Type 6 professionals is set to stay robust.
Latest Licences for Sale!
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Key Points: Major Selling Points: Other Details: For more information, please WhatsApp 93472064. Paradox Management Limited is representing the seller and the listed price of $1.65M includes Paradox’s commission. Note: These details are for reference only and may deviate significantly from the actual company. View with caution.
SOLD:IB0015 / Insurance Broker License / General & Long Term Business (including Linked Long Term Business) / Historical FYP US$3.2M+ / Strong Insurance Company Relationships
Key Points: Major Selling Points: Other Details: For more information or to engage with the seller, please WhatsApp 93472064. Paradox Management Limited is representing the seller and the price shown includes Paradox’s commission.
LCS0080 / Type 1,4,9 License / $4.5M / NAV $4.5M / NO LICENSE CONDITIONS with HSBC & CITIC Bank Accounts
Key Points: Major Selling Points: Other Details: For more information, please contact via WhatsApp: 93472064. Paradox Management Limited is representing the seller and the price shown includes Paradox’s commission. Please note: These details are for reference only and may deviate significantly from the actual company. View with caution.
LCS0079 / Type 1, 4, 9 License / $2,000,000 + $6,600,000 NAV / No Trading Rights, No Client Assets, Long-Established Company
Key Points: Major Selling Points: Other Details: For more information or to engage with the seller, please WhatsApp 93472064. Paradox Management Limited is representing the seller and the price shown includes Paradox’s commission. ⚠️ Note: These details are for reference only and may deviate significantly from the actual company. View with caution.
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BB0080 | SFC Type 1 or 1,4 License | Budget: 2M HKD
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BB0066 | SFC 1,4,9 | Budget 2.8M
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Paradox Management Limited
Paradox Management Limited, established in 2010 in Hong Kong, specializes in vocational training and licensing support for the finance, banking, and insurance sectors. The company offers personalized training programs, including private sessions and group classes, as well as access to comprehensive exam question banks. Additionally, Paradox Management Limited assists with regulatory compliance, the acquisition and sale of financial entities, and obtaining Money Lender Licenses. Catering primarily to small financial institutions, the company is known for its deep industry expertise, client-focused approach, and proven success in helping professionals excel in their careers.
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