LCS0075 / Type 1, 4, 9 License /Price: HK$5M/ 7M NAV / Profitable Central Brokerage with NO License Conditions & Trading Rights
Key Points:
- 🔑 Type 1, 4, 9 License (Securities Dealing, Advising on Securities, Asset Management)
- 💰 Asset Net Value: 7M
- 📈 Trading Rights: YES – Valuable market access advantage
- ⭐ NO LICENSE CONDITIONS on any of the license types – Exceptional flexibility
Major Selling Points:
- ✅ ZERO LICENSE CONDITIONS on Type 1, 4, 9 licenses – Extremely rare and valuable flexibility for business operations
- ✅ ACTIVE TRADING RIGHTS – Direct market access without relying on third parties
- ✅ CASH TRADING ONLY (not margin trading) – Lower operational risk profile
- ✅ Profitable operation with 1M profit in 2024 – Proven business model
- ✅ Can hold client assets – Full-service brokerage capability
- ✅ Passed SFC inspection in 2023 – Regulatory compliance confirmed
- ✅ Established license since 2017, regained from previous LC – Stable regulatory history
Other Details:
- 📍 Prime office location in Central Hong Kong, lease secured until November 2025
- 👥 Focused client base of less than 10 clients, primarily discretionary accounts (DA)
- 👨💼 3 Responsible Officers with potential for retention
- 💸 Strong monthly income: 200,000
- 💱 Substantial paid-up capital: 10.5M
- 📊 Beneficial carried loss: 4M (potential tax advantage)
- 🏢 Company structure: 70% held by a holding company, 30% by one RO
- 📋 Clean regulatory record – No disciplinary actions
- 📝 Latest audited financial report available from 2024
Transaction Requirements:
- Require signed MOU before due diligence
- 1M deposit in cash required before proceeding with due diligence
For more information or to engage with the seller, please WhatsApp 93472064. Paradox Management Limited is representing the seller, and the price shown includes Paradox’s commission.
These details are for reference only and may deviate significantly from the actual company. Please view with caution.