LCS0076 / Type 4 & 9 SFC License / HK$5,500,000 / NAV HK$228,000 / Previously Managed HK$20 Billion AUM + Mainland AMAC/QFLP Qualifications

By conradko | March 17, 2025 | Comments Off on LCS0076 / Type 4 & 9 SFC License / HK$5,500,000 / NAV HK$228,000 / Previously Managed HK$20 Billion AUM + Mainland AMAC/QFLP Qualifications

Key Points:

  • 🔑 Type 4 & 9 SFC License (Asset Management & Advisory)
  • 💰 Selling Price: HK$5,500,000
  • 📊 NAV: HK$228,000

Major Selling Points:

  • ✅ Previously managed funds of HK$20 billion
  • ✅ BVI holding structure allows direct share transfers without SFC approval for major shareholders
  • ✅ Clean record with no disciplinary actions
  • ✅ SFC license granted in December 2016
  • ✅ Conveniently located office in Sheung Wan with zero rental cost

Unique Package Deal – Cross-Border Asset Management Platform:

  • 🌟 Complete cross-border investment platform combining Hong Kong SFC Type 4 & 9 licenses with Mainland AMAC registration and QFLP qualification
  • 🌟 Mainland AMAC registration in good standing with proper qualifications
  • 🌟 QFLP qualification available (though no QFLP products issued previously)
  • 🌟 Active private equity fund with RMB 30 million AUM in the Mainland entity with friendly third-party investors who can exit if needed
  • 🌟 Revenue stream already established through management fees from existing fund
  • 🌟 Comprehensive solution for investors seeking both Hong Kong and Mainland China market access
  • 🌟 Sold as complete package only – Mainland QFLP qualification not available separately
  • 🌟 Ready-made structure for cross-border capital flows and investment opportunities

Other Details:

  • Paid-up Capital: HK$36,000,000
  • Latest Audited Financial Report: 2023 (currently being prepared)
  • 2 Responsible Officers (staying negotiable after transfer)
  • 3 additional staff members
  • Single BVI company shareholder structure
  • License conditions: Services only for professional investors, no client assets held
  • No trading rights
  • No legal claims or disputes (past or present)
  • Primary business: Asset Management
  • No tax liabilities
  • Transaction structure: Share sale with full support from current management
  • Resources from one of the shareholders available to the Hong Kong entity

For more information or to engage with the seller, please WhatsApp 93472064. Paradox Management Limited is representing the seller and the price shown includes Paradox’s commission.

Posted in SFC Licences for sale