LCS0078 / SFC Type 1, 4, 9 Licenses / HK$4.5M + HK$60M NAV / Client Assets & Trading Rights (Margin Trading), 3 ROs, 3,000+ Active Clients

Key Points:

🔑 SFC Type 1, 4, 9 Licenses (Securities Trading, Advising on Securities, Asset Management)
💰 Selling Price: HK$4,500,000
💼 Net Asset Value: Approximately HK$60,000,000

Major Selling Points:

✅ Authorized to hold client assets with trading rights (cash and margin trading)
✅ 3 Responsible Officers (retention negotiable)
✅ Break-even operation: Monthly revenue ~HK$350,000, expenses ~HK$350,000 (including IT systems and salaries, excluding rent)
✅ Long licensing history – over 40 years in operation
✅ Latest audited financial statement to be finalized in December 2024, available April 2025

Other Details:

📍 Office located in Wan Chai (shared with other group companies, buyer needs to find new premises)
👥 4 staff members (excluding ROs)
🏢 Company wholly owned by Hong Kong legal entity, no holding structure (but will apply to SFC)
📜 Has legal dispute records and previous disciplinary actions (details available upon request)
📌 Reason for sale: Change in company business strategy

For more information or to engage with the seller, please WhatsApp 93472064. Paradox Management Limited is representing the seller. Price shown includes Paradox’s commission.

⚠️ Note: The above information is for reference only and may deviate significantly from the actual company. Please view with caution.