LCS0079 / Type 1, 4, 9 License / $2,000,000 + $6,600,000 NAV / No Trading Rights, No Client Assets, Long-Established Company

By conradko | March 26, 2025 | Comments Off on LCS0079 / Type 1, 4, 9 License / $2,000,000 + $6,600,000 NAV / No Trading Rights, No Client Assets, Long-Established Company

Key Points: Major Selling Points: Other Details: For more information or to engage with the seller, please WhatsApp 93472064. Paradox Management Limited is representing the seller and the price shown includes Paradox’s commission. ⚠️ Note: These details are for reference only and may deviate significantly from the actual company. View with caution.

LCS0078 / SFC Type 1, 4, 9 Licenses / HK$4.5M + HK$60M NAV / Client Assets & Trading Rights (Margin Trading), 3 ROs, 3,000+ Active Clients

By conradko | March 26, 2025 | Comments Off on LCS0078 / SFC Type 1, 4, 9 Licenses / HK$4.5M + HK$60M NAV / Client Assets & Trading Rights (Margin Trading), 3 ROs, 3,000+ Active Clients

Key Points: 🔑 SFC Type 1, 4, 9 Licenses (Securities Trading, Advising on Securities, Asset Management)💰 Selling Price: HK$4,500,000💼 Net Asset Value: Approximately HK$60,000,000 Major Selling Points: ✅ Authorized to hold client assets with trading rights (cash and margin trading)✅ 3 Responsible Officers (retention negotiable)✅ Break-even operation: Monthly revenue ~HK$350,000, expenses ~HK$350,000 (including IT systems…

LCS0077 / Type 4, 9 License / $1.8M + $200K NAV / PI Only, $800K Carried Loss

By conradko | March 21, 2025 | Comments Off on LCS0077 / Type 4, 9 License / $1.8M + $200K NAV / PI Only, $800K Carried Loss

Key Points: Major Selling Points: Other Details: Please WhatsApp 93472064 for more information or to engage with the seller. Paradox Management Limited is representing the seller. Note: These details are for reference only and may deviate significantly from the actual company. View with caution.

From Private Kitchen to Multi-Family Office

By conradko | March 18, 2025 | Comments Off on From Private Kitchen to Multi-Family Office

1. From Private Kitchen to Multi-Family Office Imagine you come from a wealthy family that loves fine dining but doesn’t want to eat out in crowded restaurants all the time. You decide to bring in a top culinary team—say, the chefs from Da Dong (famous for Peking duck) or Li Family Cuisine (renowned for classic…

Cracking the Code of Hong Kong Licensed Acquisitions: What’s the Secret Behind the “334” Share Split?

By conradko | March 18, 2025 | Comments Off on Cracking the Code of Hong Kong Licensed Acquisitions: What’s the Secret Behind the “334” Share Split?

1. What Is the “334” Strategy? The so-called “334” strategy involves using a holding company to allocate shares roughly at 33%, 34%, and 33% among three or more investors, thereby preventing any single party from holding over 35% of the shares. This arrangement aims not only to avoid the need for a substantial shareholder approval…

LCS0076 / Type 4 & 9 SFC License / HK$5,500,000 / NAV HK$228,000 / Previously Managed HK$20 Billion AUM + Mainland AMAC/QFLP Qualifications

By conradko | March 17, 2025 | Comments Off on LCS0076 / Type 4 & 9 SFC License / HK$5,500,000 / NAV HK$228,000 / Previously Managed HK$20 Billion AUM + Mainland AMAC/QFLP Qualifications

Key Points: Major Selling Points: Unique Package Deal – Cross-Border Asset Management Platform: Other Details: For more information or to engage with the seller, please WhatsApp 93472064. Paradox Management Limited is representing the seller and the price shown includes Paradox’s commission.

LCS0074 | Type 4 & 9 SFC Licenses (Professional Investors Only, Non-Custodial) | HKD 7.7M + Net Asset Value (HKD 600K) | Compliant with 2024 Virtual Asset Framework

By conradko | March 13, 2025 | Comments Off on LCS0074 | Type 4 & 9 SFC Licenses (Professional Investors Only, Non-Custodial) | HKD 7.7M + Net Asset Value (HKD 600K) | Compliant with 2024 Virtual Asset Framework

🏢 Strategic Licensed Corporation – Ideal Positioning for Professional Virtual Asset Management Key Features: 🔑 SFC Type 4 (Advising on Securities) & Type 9 (Asset Management) Licenses💰 Transaction Price: HKD 7.7 million + Net Asset Value📊 Net Asset Value: HKD 600,000 Strategic Advantages: 📋 Fully compliant with the new virtual asset regulations effective June 2024🌐…

“Not Just Cayman or BVI”: What Really Matters to the SFC is Not Where the Licensed Company is Registered, But the Holding Company Structure

By conradko | March 11, 2025 | Comments Off on “Not Just Cayman or BVI”: What Really Matters to the SFC is Not Where the Licensed Company is Registered, But the Holding Company Structure

Introduction Many investors mistakenly believe that by registering a holding company in places like the Cayman Islands or British Virgin Islands (BVI), and then having this holding company own a Hong Kong licensed corporation (commonly known as Type 1, 4, or 9 license), they can bypass the major shareholder approval process of the Hong Kong…

Seeing Through the “334” Strategy: The “Clever” Shareholding Distribution in Licensed Corporation Transactions

By conradko | March 10, 2025 | Comments Off on Seeing Through the “334” Strategy: The “Clever” Shareholding Distribution in Licensed Corporation Transactions

Preface In Hong Kong’s financial market, licensed corporations (commonly known as Type 1, Type 4, and Type 9 licenses) are often viewed as assets with “built-in credibility” due to strict regulation by the Securities and Futures Commission (SFC). However, the SFC also maintains rigorous scrutiny over shareholding structures and major shareholders’ qualifications. As a result,…

Beyond “334” — Other Bypass Strategies and Why They Ultimately Cannot Escape the SFC

By conradko | March 10, 2025 | Comments Off on Beyond “334” — Other Bypass Strategies and Why They Ultimately Cannot Escape the SFC

Preface Besides the “334” strategy, many other “clever” approaches circulate in the market that attempt to avoid SFC approval for major shareholders, such as splitting shareholdings into numerous small portions below 10%, or diluting actual control through multiple layers of offshore companies. This article will explore several common cases and explain how these methods are…