💼 Established mainland Chinese brokerage firm🏦 Specializes in options and margin trading🌐 Seeking to expand into Hong Kong📋 License required: SFC Type 1 or Types 1 and 4💰 Budget: 2 million HKD📈 Commission: 800,000 HKD markup requested Other Details: No current physical presence in Hong KongLooking to acquire an SFC licensed company For more information,…
🔍 Opportunity Alert: SFC Licensed Corporation Sought A mainland private equity fund is on the lookout for an SFC licensed corporation with Types 1, 4, and 9 licenses. This is a unique chance for sellers in the financial sector! Key Details:🏢 Licenses: SFC Types 1, 4, and 9💰 Budget: 2.8M HKD📈 Commission: 800,000 HKD markup…
Major Points about the buyer: 📊 SFC Type 1 license required💼 Trading Right needed📈 Margin trading capability preferred🕰️ Company history: 5+ years💰 Budget: HK$2,500,000 Other Details: Buyers include major shareholders of listed companiesReady for immediate SPA signing and deposit paymentWilling to cover transition period operational costsPrefer current RO to stay onCompany name must include “Securities”Buyers…
Seize this golden opportunity to acquire a prestigious Hong Kong SFC Type 4 and Type 9 licensed corporation! 🔑 Key Highlights:Dual SFC licenses: Type 4 (Advising on Securities) & Type 9 (Asset Management. The type 9 licensee shall not provide a service of managing a portfolio of futures contracts for another person and conduct business…
🏛️ Seize a Golden Opportunity in Hong Kong’s Financial Sector! Premium SFC Licensed Corporation for Sale! We are offering a distinguished SFC licensed corporation holding Types 1, 2, 4, and 9 licenses. This company has a solid foundation in securities trading, futures trading, securities advisory, and asset management.Key Highlights: 📜 Licenses: Type 1, 2, 4,…
Hiring Executive Assistant in Type 9 Asset Management Licensed Corporation (25-40k) [20240502A] Company Overview: Headquartered in PRC, our client is a Hong Kong asset management firm holding Type 4 and Type 9 licenses, actively branching into fintech and payment solutions. They are urgently looking for an executive assistant to support senior management. Job Description: Requirements:…
Company Overview: Job Description: Requirements: Role Type: Application Process:
Introduction: How to Use This Checklist This checklist is designed to assist professionals in the financial services industry in conducting comprehensive due diligence. It covers a range of documents and information, from the most critical to important, suitable for various scenarios such as mergers and acquisitions, investments, or regulatory reviews. Users should adapt the checklist…
Company Name (公司名稱): Company Background(公司背景): Job Duties (工作內容): Company Requirement(公司要求): Company Package (公司待遇): How to apply (如何應徵）:
[Opportunity: 20220718A] 📝Company Name (公司名稱): Undisclosed . 🏢Company Background(公司背景): Our client was licensed for more than 10 years, but the new management just purchased the RA49 months ago. The new management is planning to manage some funds / discretionary accounts in the near future. . 💻Job Duties (工作內容): ● For compliance purposes only ● Need…