Type 4 and 9 RO with responsibilities in Operation and Compliance [20220217A]
[Opportunity: 20220217A]
📝Company Name (公司名稱): Anonymous
Company Products (公司提供的產品):
● PE Funds and VC Funds
● M&A and Investment Advisory
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💻Job Duties (工作內容):
● Serve as Hong Kong SFC Type 4 & 9 RO
● Be in charge of the overall operations including but not limited to fund operations (e.g. liaise with the SFC and CIMA), general compliance matters (e.g. control business risks, review and update operating procedures and internal policies) and regulatory oversight
● Maintain communication and coordination with Hong Kong regulatory authorities to ensure that business development and process construction comply with the laws of Hong Kong regulations
● Coordinate with Singapore and Korea offices and provide operational oversight of the Company’s entire platform
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✔️Company Requirements(公司要求):
● Existing type 4, 9 RO license holder. Type 1 RO license is a plus
● 5-15 years of experience in buyside operations (PE, asset management, family offices)
● Extensive experience in fund formation (e.g. Cayman structure), fund operations, dealing with regulatory matters (e.g. SFC, CIMA, etc.), and general compliance matters
● Investment management experience and Hong Kong close-ended fund / Limited Partnership Fund experience are advantages
● Fluent in English and Mandarin. Others (Cantonese, Korean) a plus
● Based in Hong Kong
● Bachelor’s degree or above; majors in finance, economics or related preferred
● Professional qualification of CFA or CPA an advantage;
● Strong interpersonal, communication and presentation skills; collegial and self-motivated with a drive to succeed and the ability to work independently
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🏢Company Background(公司背景):
● Private Equity and Principal Investment / M&A and Investment Advisory
● Target focus on growth capital, significant minority to control deals, pre-IPO opportunities across APAC. Currently managing AUM of approx. US$200 mm
● Offices in Hong Kong, Singapore, and Seoul
● Hong Kong: SFC Type 4 license; currently under review for SFC Type 9 license / Singapore: MAS VCFM license / Korea: FSS KPEF / Cayman: CIMA GP-LP structure
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💰Company Package (公司待遇):
● 50k-80k (Monthly Salary); negotiable & subject to further discussion
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☀️ How to apply?
● Email us your CV
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🌱How to contact us
● Email: [email protected]
● Whatsapp: +852 55122462